SEC Investor Advisory Committee to Discuss the Growth of Private Markets, Oversight of Investment Advisers, and Open-End Fund Liquidity Risk Management at March 2nd Meeting

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website.

The committee will host three panels to discuss:

• Growth of Private Markets relative to the Public Markets: Drivers and Implications;
• Oversight of Investment Advisers: Can Regulators Keep Up with Growth in the Industry; and
• Open-End Fund Liquidity Risk Management and Swing Pricing.

The full agenda is available here.

This will also be the first meeting that includes the Commission’s newly-appointed Investor Advocate, Cristina Martin Firvida, a statutory member of the Committee.

The Investor Advisory Committee, which focuses on investor-related interests, advises the Commission on regulatory priorities and various initiatives to help protect investors and promote the integrity of the U.S. securities markets. Established by the Dodd-Frank Act, the Committee is authorized by Congress to submit findings and recommendations to the Commission.

Learn more about the Investor Advisory Committee here.